24 Feb 2008 08:06:05 | Paddy Swan
A Head Teacher's Safety Management Toolkit Article.
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Educational Visits - Good Practice, Risks and Hazards
by Paddy Swan
Horror stories about British teachers taking Educational Visits
and then being prosecuted for deaths seem always to be with us.
We have some 60,000 schools in the UK and if each school only
does one educational visit a year this is still a lot of visits.
By the law of averages something will go wrong somewhere
sometime, but there have been about 4 prosecutions of teachers
over the last almost ten years. That is to say that out of
probably 1 million educational visits about 4 teachers have been
prosecuted and only 3 have been found guilty.
Manslaughter by gross negligence has been the charge which has
made UK teachers' blood run cold and led one of our teacher
Unions to circularise all members with advice on this topic.
The fact of the matter is that no teacher has ever been
prosecuted for following good practice and good practice for
educational visits has been laid out by the DfES and published
in Guidance on their website, The Health and Safety Executive as
regulators of UK health and safety have referred to this
Guidance and thus given their imprimatur to what good practice
actually is.
This article is about the underlying principles to put in place
good practice when a visit needs to be organised.
The key thing for any school to do is to ensure that a competent
Group Leader or Educational Visit Co-ordinator is appointed.
They need to be by the Headteacher and Governors in writing.
They also need to be competent not only, to run a visit but
also, to carry out a HIRA (Hazard Identification Risk
Assessment) for any proposed visit.
A HIRA is quite a specific matter in UK Health and Safety Law
and terms and this article aims to introduce you to the concepts
and some of the terminology, as well as giving you some tools to
carry out a Risk Assessment.
Before any visit all visit Hazards need to be identified and
Risks reduced.
What is a Hazard?
Simply put a hazard is anything that could cause harm.
For example;
*Uneven surfaces when mountain or fell walking, slippery
conditions caused by ice and snow. *Children standing up in a
moving minibus. *Children falling into water. *Hazards specific
to a particular activity e.g skiing, swimming, or almost any
activity or sport.
How would a visit organiser know about hazards on a site never
visited or discussed with an experienced colleague?
What is a Risk?
The risk is the likelihood that someone will be harmed by the
hazard.
On a visit, there may be many more hazards than you may think
and if you are acting as the EVC or as a single Group Leader for
a small school, you may not have personal experience.
If you do not feel you know enough about a particular topic seek
competent help. A search of websites and links from these can
help you in this.
Steps must be taken to reduce the risk of any hazard causing
harm. This is done by removing or controlling the risk.
Controlling Risks
Generally it is better if the hazard can be removed and if can't
be then it needs to be controlled.
For example, an instruction to children to remain seated in a
moving vehicle must be enforced, if seatbelts are not fitted as
standard.
The risk of children falling over if the vehicle has to swerve
or brake suddenly may be removed by the seatbelts or reduced by
controlling it by ensuring the children remain seated.
This is a Control Measure.
The Control Measure is a method of reducing the risk if it
cannot be eliminated entirely.
If the hazard cannot be removed it should be possible to
eliminate, or substantially reduce the risk by providing
protection and isolating the person from the hazard by providing
protection e.g. a guard on a powered tool or engine.
In other words, separate the hazard from the individual.
If separating the person from the hazard is not practicable, the
individual may be protected, for example, by wearing seat belts
in a Minibus.
The Visit Group Leader/ EVC will need to be aware of the Hazards
and Risks of the visit and will need to know how to carry out a
Hazard Identification Risk Assessment for any visit or trip.
However, if you are unable to reduce risk to an acceptable
minimum by these means, you inform your head teacher promptly.
If you have not the competence to identify hazards and reduce
risks for a particular activity seek help - some useful websites
may be found through a simple search and the DfES Guide itself
goes some way towards identifying specific hazards
HIRA - the procedure for reducing risks
*Identify the Hazard *Assess the Risk *Institute necessary
Control Measures
The above procedure is known as a HIRA - Hazard Identification
and Risk Assessment and it is the one to be followed when
completing Risk Assessments in the Workplace or for carrying out
a Risk Assessment for Visits.
Is the Action taken sufficient?
You must train yourself to recognise hazards and take steps to
eliminate them or to apply suitable control measures.
Absolute Safety
There is no such thing as absolute safety, hazards may be fairly
minor, an uneven surface , for example, but the risk may be high
and the outcomes, especially if the risk of a trip is at the top
of flight of metal or concrete stairs.
In fact the whole UK Health and Safety law is based around the
principle that you and the employer carry out your duties "so
far as is reasonably practicable".
This means that the duties on employers are not absolute duties
and a balance has to be struck between taking precautions and
the cost of those precautions.
This is why the law is amplified by Precedents,Approved Codes of
Practice (ACOPs) Codes and Guidances.
One explanation of the words "reasonably practicable" is that
such a duty is to be applied as far as is technically possible
or feasible when weighing the risks against the costs of taking
the measures necessary for averting the risks.
There is always scope for argument about what is and is not
"reasonably practicable". But it is a fact that provided you
follow good practice there is no need to fear any personal
responsibility as a result of an accident.
The hazard of death by drowning during a visit to the local
swimming pool could be a major one but the risk may be low
because of supervision and flotation aids and trained First
Aiders with expertise in Cardio Pulmonary Resuscitation (CPR) on
hand.
Equally, the hazard of tripping whilst walking between
demonstrations could be a minor one but the risk may be high if
children are allowed to run around in an uncontrolled way.
All Teachers need to know something about Risk Assessment and
this is one of the major points of this article highlighting how
to look at Hazards and Risks as applied to educational visits
and trips.
Risk Assessment for Educational Visits - General Procedures UK
safety practice is laid down in Policies, Procedures, Guidance
and Regulations which require Visit Group Leaders, Educational
Visit CO-ordinators ,teachers and their employers to take the
following risk assessments and control steps. The Group Leader
will take primary responsibility for reviewing and agreeing
these for the specific Educational Trip and Visit for which they
may be appointed:
1.Identify the presence of a potential hazard.
2.Assess the risk to health and safety.
3.Eliminate the hazard if practicable.
4.If not practicable, reduce the risk by separating people from
it.
5.If this is not practicable, reduce the risk by protecting the
person.
6.Provide colleagues and pupils with information about health
and safety risks and training in the use of control measures and
equipment.
This can be easily summarised into a series of steps:
Step One - Look for the Hazards
Step Two - Decide who might be harmed and how.
Step Three - Evaluate the risks and decide whether existing
precautions are sufficient or more needs to be done.
Step Four - Record your findings
Step Five - Review your assessment and decide whether you need
to revise it.
This is particularly important on visits where conditions such
as weather may change. This is sometimes referred to as ongoing
Risk Assessment, but in fact it is simply a re-iteration of the
review atge.
Hazards on Visits
The hazards for any Visit or Trip fall into three clear areas
which can be addressed to identify sources of hazard. These are
:-
i. Safer Physical Environment ii. People/Procedures (Harm
reduction/Incidents) iii. External Impacts e.g Transportation or
Weather
If you imagine a pupil on a skiing trip slipping on ice, they
may come to no harm, break a bone or, indeed, break their neck.
If a school bus has a defect on the brakes there may be a skid
with no casualties, a minor accident or a major accident causing
death.
We need to recognise that hazard outcomes are largely
unpredictable and we can only progress by taking a "loss
prevention" approach where we look at expected outcomes and the
numbers which are likely to be affected.
The important point is that identification and control of
hazards has now become a legal management requirement (cf.
Management of Health and Safety Regulations - Regulation 4) and
the types of hazard which we need to address in school and on
school visits include issues set out under the DfES Guidances
including Guidances on Visits- 1998).
For ease of approach hazards may be classified by the following
categories :-
Class "A" Hazard A condition or practice likely to cause
permanent disability, loss of life or body part (e.g. an eye).
Many visit based incidents including road traffic accidents and
involving water based activities have been proven to fall into
this category.
A condition or practice likely to cause extensive loss of
structure, equipment or material (typically hazards from fire,
electricity and machines).
For example, flammables being stored incorrectly and near
sources of ignition.
Class "B" Hazard
A condition or practice likely to cause serious injury or
illness (resulting in temporary disability) or property damage
that disrupts, but is less severe than Class "A", e.g. slippery
conditions on a skiing holiday or a broken tread at the top of
the stairs in a hotel.
Class "C" Hazard
A condition or practice likely to cause minor (non-disabling)
injury or illness, or non-disruptive property damage, e.g.
build-up of clutter in a room being used for teaching or as a
base during an activity holiday.
Measuring Risk
Risk can be understood as the measure of Probability and Hazard.
Probability of Occurrence
Once you have considered what could happen, you should ask
yourself "how often?" and the simple categories are :-
Frequent Probability Occasional Probability
Rare Probability
The notion of frequency will vary depending on the activity and
might be considered in :- * Number of People. * Hours in contact
with pupils or duration of visit Using both the ideas of Hazard
and Occurrence the following table can be created :-
Minor Hazard - C 3 2 1
Serious Hazard - B 7 5 4
Major Hazard - A 9 8 6 Frequency (High) (Low) (Moderate)
From this table and approach a HIRA may be produced which has an
indication of seriousness of a potential Risk and gives the
Group Leader/EVC a method of prioritising Risk Reduction.
Recording your HIRAs
The method set out in the previous section allows a set of
priorities to be drawn up and resources, financial or human, set
accordingly.
Obviously, major hazards with high frequency should be given the
highest level of attention. Any item or area scoring 6 or above
should be highlighted for specific attention and a copy of the
Assessment should be passed to either the school EVC or the
Headteacher on completion.
You will find Specific Hazard and Risk Assessment forms for
Visits and Trips contained within the DfES Guidance for Visits
at www.dfes.gov.uk.
This document gives fuller listings on the particular hazard and
risks to be addressed during planning for visits.
If it wasn't written down - it didn't happen.
Any staff involved in an incident should always make notes or
fill out an incident/ casualty report on any event attended, no
matter how minor.
Proper records will help you to recall the incident if you are
ever asked about it at a later stage. The responsibility is
greater if you have a role as a Group Leader or a teacher first
aider. attending an incident or a teacher administering
medicines to a pupil.
Records may be used in a court, so ensure that your report or
notes are accurate, factual, contain all relevant information,
and are based on observations rather than opinions.
Your role as a Group Leader on any visit makes it important that
all your actions are recorded, especially as these actions
pertain to your HIRA.
When preparing any report some general guidelines should be
followed:
*Use ink only.
*Any corrections should be crossed out with a single line and
initialled. Do not use correction fluid to correct any mistakes.
*Sign and date the record.
*The information should be kept confidential, and should only be
accessed by authorised people.
*In any medical incident, a copy of any report, especially of
any treatment at site,should be also sent to the A&E Department
at the hospital with the patient.
A Final Word
A prosecution is only made in exceptional circumstances where a
Police and HSE Investigations show elements of gross negligence
so the advice to follow the simple rules of good practice will
keep you secure. Remember no one has ever been prosecuted for
following good safety practice.
About Author :
Dr.Paddy Swan is a qualified teacher with senior management
experiencein UK schools and colleges. He has almost 30 years
experience in developing some 100 Safe Systems of Work training
solutions for industrial clients. Paddy is the author of School
Basic Safety for Classroom and Support staff for UK schools and
the Headteacher's Safety Managment Toolkit These may be seen at
http://www.swaneducation.co.uk