23 Feb 2008 03:21:20 | P.M.George Kutty
PCT is the acronym of Patent Cooperation Treaty. It is a sister
Treaty of the Paris Convention administered by the World
Intellectual Property Organization (WIPO). The PCT facilitates
filing of patent applications under a single umbrella and
provides for simplified procedure for the search and examination
of such applications. There are now over 125 signatory countries
to PCT. From December 7, 1998, India is a member of the Paris
Convention. The PCT system is a very popular method of filing
patent applications throughout the world. Filing a PCT
Application
The PCT applications may be filed either in an approved
Receiving Office or directly at the International Bureau at the
WIPO in Geneva. The PCT applications usually claim priority from
an ordinary patent application, but they may also be filed
direct. On filing a PCT application, applicants must designate
the countries in which they wish to retain the option to file a
patent application. There is a fee per country designated up to
the first 5 and after that any number of further countries may
be designated without fee. It is also possible to designate
multi-country regional offices such as the ARIPO or EP (European
Patent Organisation).
International Phase and National Phase PCT has two phases, an
international phase when they are international applications in
the International Bureau, and a national phase when they are
converted to national patent applications in the designated
countries of interest. During the international phase, the
designated International Searching Authority (a Patent Office
authorised by WIPO) conducts a patent search and an
International Search Report is provided within around six months
of filing to assist the applicant in deciding whether or not to
proceed with patent protection. The International Bureau also
publishes the patent specification. Chapters I and II of the PCT
The PCT is divided into two Chapters, Chapter I and Chapter II.
Chapter I requires that within either 20 or 30 months of the
earliest priority date, (depending on whether or not the country
concerned has adopted the most recent amendments to the PCT
Treaty), the applicant must enter the national phase, that is,
file patent applications in any one or more of the countries
initially designated Chapter II allows 30 months from the
earliest priority date for entering the national phase and also
requires a designated International Preliminary Examining
Authority (authorised by WIPO to conduct international
examinations) to conduct a non-binding substantive examination
of the patent specification to determine whether it meets the
requirements for patentability. Please note that, certain
designated Offices have fixed time limits expiring even later
than 30 months, or 20 months, as the case may be. For regular
updates on these applicable time limits, refer to the PCT
Gazette; a cumulative table is also available at WIPO's Internet
site (www.wipo.int ).
Entry into the National Phase
The national phase is the second of the two main phases of the
PCT procedure. The national phase starts only if the applicant
files applications in each country of choice (the "designated
Office") just as a usual application would be filed, either
before the expiration of the time limit or together with an
express request that it start earlier. The applicant has sole
responsibility for performing the act in due time. The
consequences of failure to do so are fatal to the application in
most designated States. In each such designated State the
international application has the effect of a national (or
regional in the case of regional offices) application as from
the international filing date, and the decision to grant
Advantages of the PCT System
The PCT system allows applicants to file a single patent
application in one country and for up to 30/31 months retain the
option of filing a corresponding application in a large number
of other countries of interest. The PCT system can therefore be
thought of as an extension of time for filing patent
applications world wide at substantially reduced prosecution
costs. Furthermore, one can usually tell from the International
Search Report and Written Opinion, what the chances are of
obtaining patent protection in the other countries. If there
appears to be no prospect of obtaining a patent, the
international application can be abandoned whereby the
applicants lose only the cost of filing a PCT application
instead of a much greater cost of filing applications in every
other countries of interest. Also, the applicants get 18 months
more to test the market to determine whether to proceed with
patent applications and indeed to raise capital to fund the
filing of regional/national phase applications. PCT National
Phase Entry in India On September 7, 1998 India (country code:
IN) deposited its instruments of accession to the Paris
Convention for the Protection of Industrial Property and to the
Patent Cooperation Treaty. Since December 7, 1998, it has been
possible to designate India in PCT applications and to elect
India in the demand for preliminary examination. If India is a
designated country in the PCT application and is also elected in
the demand for preliminary examination filed within 19 months of
the priority date, then the deadline for entry into the National
Phase in India is 31 months from the Priority Date. If the
applicant does not so elect India in the demand for preliminary
examination, then the deadline for entry into the National Phase
in India is 21 months from the Priority Date. Therefore, all
applicants who have designated India in their PCT application
filed on or after December 7, 1998, will be able to file PCT
National Phase applications in India.
About Author :
P.M.George Kutty, Registered Patent Attorney of www.pmgip.com